Internal Compliance Auditor

A leading provider of online foreign exchange (forex) trading, CFD trading, spread betting, and related services. The mission is to inspire global traders with access to the world's largest and most liquid market.
By offering the most innovative trading tools, hiring the best trading educators, and meeting strict financial standards to protect trader funds, they strive for the best online trading experience in the market.
We are seeking a career-minded, experienced, and motivated individual for a full-time position in the Compliance department in our Sofia-based office.
Key Duties and Responsibilities:
Work with Senior Internal Auditor Lead under the Global Compliance Monitoring (GCM) team in supporting the AML, Communications, and Trade Surveillance audit programs by reviewing alerts, risk indicators designed to detect potential control deficiency or misconduct.
Continuously monitor process/control adequacies, technology stability and escalate issues and risks accordingly
Perform audits and periodic reporting/analysis of communication, trading activity, financial crime, and any assigned compliance controls testing areas to ensure compliance with relevant policies and procedures
Requirements:
1 year + of internal audit, quality assurance, internal controls testing, and relevant experience
Understand the root cause and impact analysis to prepare draft audit reports supported by findings and/or proper documentation
Exhibit strong written and verbal communication skills with the ability to present information in differing degrees of detail and form depending on the audience
Experience in the AML, Communication and Trade Surveillance is preferred
Understanding of audit standards and the entire audit cycle is preferred
Proven strong partnerships with colleagues, desire to learn quickly, be flexible, and think strategically
Must work well under competing deadlines and possess strong organizational skills
Prior experience in Audit, Compliance, AML, Market Abuse, and Data Protection is desirable.
Comfortable engaging with all levels of management
Knowledge of MiFID II, JMSLG or GDPR is preferred
Willing to pursue company-sponsored audit certifications
Bachelor or Master Degree in Finance/Law/Auditing/FinTech/Business Administration is preferred
Fluency in English
A summary of the working conditions:
Opportunities to further develop your skills and potential
and grow in a dynamic multinational company
Competitive remuneration package
Team building events
Hours: Full time, 40 hours per week, Monday – Friday, 9am-6pm
What we offer:
Dynamic and friendly work environment
Open and transparent communication
Opportunity to join a great team
Social Incentives Package
Team outings and corporate events
Contract type: Labor contract
If you are interested, please send your CV in English.
All applications will be treated in strict confidentiality. Only short-listed candidates will be contacted for an interview. IC Recruiting Ltd. Recruitment license from National Agency of Employment No 2087/22.07.2016.